We assist publicly listed companies, founders, directors, family offices, institutional investors and significant shareholders in raising capital and accessing liquidity through privately negotiated secondary equity transactions.
Operating across the world’s leading capital markets, we work with an established network of institutional counterparties to facilitate discreet, execution-focused transactions tailored to each client’s objectives.
Whilst we support transactions globally, our principal focus is on US-listed securities, where the depth of institutional capital, liquidity and market participation provides significant opportunities for both issuers and existing shareholders.
Whether the objective is to monetise an existing shareholding, introduce new institutional investors, establish an ongoing funding programme or execute a strategic shareholder transaction, we work closely with our clients to identify practical, efficient and executable solutions.
Our institutional network provides access to a broad range of secondary market transactions, including:
Every transaction is assessed individually, taking into consideration market liquidity, shareholder objectives, institutional demand and prevailing market conditions.
Contact Us →Our primary expertise remains US-listed securities traded on the NYSE, NASDAQ and other recognised US exchanges, where institutional participation, trading liquidity and financing opportunities are amongst the deepest globally.
Where appropriate, we also support transactions involving listed companies across other major international exchanges.
We facilitate transactions across major international equity markets, including:
Our clients include:
Many of our clients hold substantial listed equity positions and require an institutional solution capable of delivering liquidity efficiently whilst minimising market disruption.
Clients engage us for a variety of strategic reasons, including:
Every engagement is tailored to the client’s commercial objectives and the characteristics of the underlying security.
Contact Us →Following this assessment, we work with our institutional network to identify the most appropriate execution strategy.
Every opportunity begins with a detailed assessment of both the client and the underlying listed security.
We review:
Secondary Private Placements frequently form part of a wider institutional capital markets strategy.
Depending upon client requirements, transactions may also incorporate:
Our objective is to deliver confidential, efficient and institutionally executed transactions that support both immediate funding requirements and long-term shareholder objectives.