We facilitate institutional transactions involving significant holdings of publicly listed equities across the United States and Hong Kong markets.
Our focus is on assisting significant shareholders seeking liquidity through the private sale of substantial equity positions to institutional counterparties.
Rather than relying on open market execution, which may adversely affect pricing and liquidity, we work with institutional counterparties capable of acquiring sizeable equity positions through privately negotiated transactions.
Our principal focus is US-listed securities, together with selected Hong Kong listed companies where sufficient institutional demand and market liquidity exist.
We facilitate transactions involving:
• Institutional Block Purchases
• Large Shareholder Liquidity Events
• Privately Negotiated Equity Transactions
• Significant Equity Positions
• Concentrated Shareholdings
• Founder Share Sales
• Family Office Liquidity
• Institutional Share Acquisitions
• Strategic Shareholder Transactions
Each opportunity is reviewed individually, taking into consideration the underlying security, available liquidity and institutional demand.
Contact Us →Many of our clients hold substantial listed equity positions and are seeking an efficient institutional solution for monetising part or all of their holdings.
Typical clients include:
Institutional counterparties are often prepared to acquire significant listed equity positions where an appropriate commercial discount reflects the size of the transaction, prevailing market conditions and the liquidity profile of the underlying security.
Every opportunity is assessed individually, taking into account:
Following our review, we engage with appropriate institutional counterparties to determine whether a transaction can be structured on commercially acceptable terms.
Our primary focus is on securities listed on:
United States
• NASDAQ
• New York Stock Exchange (NYSE)
• NYSE American
Hong Kong
• Hong Kong Stock Exchange (HKEX)
These markets provide deep institutional participation and are generally well suited to privately negotiated block transactions involving significant equity positions.
Contact Us →Each transaction is evaluated individually based on the characteristics of the underlying security and the objectives of both buyer and seller.
Institutional block transactions are commonly used where shareholders wish to:
Every transaction is handled on a confidential basis and is subject to due diligence, counterparty approval, regulatory requirements and prevailing market conditions.
Our objective is to identify suitable institutional purchasers capable of acquiring significant listed equity positions through efficient and discreet execution.