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Institutional PIPE Financing for NASDAQ Listed Companies

We assist NASDAQ-listed companies in raising institutional capital through Private Investments in Public Equity (PIPE) transactions.

Aurora Securities

Ongoing Institutional Funding

Many publicly listed companies require access to capital throughout their growth cycle.

Rather than viewing a PIPE transaction as a one-off financing event, we work with companies seeking to establish long-term institutional funding relationships capable of supporting future capital requirements as the business develops.

Our objective is to build lasting relationships between issuers and institutional investors, providing access to capital as commercial opportunities arise.

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Aurora Securities

Focus

Our focus is on developing long-term funding relationships with publicly listed companies seeking access to institutional capital. Whether the objective is to finance expansion, project development, acquisitions, research and development or strengthen working capital, we work with companies to identify practical funding solutions tailored to their capital requirements.

Through an established network of institutional investors, family offices and professional counterparties, we assist management teams in accessing capital efficiently whilst supporting their long-term growth strategy.

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Aurora Securities

Our Services

Every funding opportunity is reviewed individually to determine the most appropriate institutional funding strategy.

We assist companies with:

  • Institutional PIPE Transactions
  • Ongoing PIPE Funding Programmes
  • Warrant-Backed PIPE Transactions
  • Project Financing
  • Growth Capital
  • Working Capital Funding
  • Acquisition Financing
  • Investor Relations (IR)
  • Public Relations (PR)
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Aurora Securities

Industries We Support

We work with publicly listed companies across all industries.

Whilst we are sector agnostic, we are particularly interested in supporting companies that anticipate ongoing capital requirements and wish to establish long-term relationships with institutional investors.

We welcome opportunities from businesses requiring capital for growth, project development, acquisitions, research and development, working capital and other strategic initiatives.

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Aurora Securities

Why PIPE Transactions?

Each transaction is structured around the company’s commercial objectives and capital requirements.
PIPE transactions provide publicly listed companies with direct access to institutional investors through privately negotiated investments.

Many transactions incorporate warrants as part of the overall financing package, providing institutional investors with additional participation whilst supporting the company’s longer-term funding strategy.
For growth companies requiring recurring access to capital, PIPE transactions can provide an efficient and flexible funding solution whilst helping establish long-term institutional investor relationships.

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Aurora Securities

Typical Uses

Each transaction is structured around the company’s commercial objectives and capital requirements.

PIPE transactions are commonly utilised to:

  • Finance business expansion
  • Fund acquisitions
  • Support project development
  • Strengthen working capital
  • Accelerate research and development
  • Commercialise new technologies
  • Expand internationally
  • Introduce institutional investors
  • Support long-term corporate growth
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Aurora Securities

Investor Relations & Public Relations

Successful capital raising extends beyond the completion of a financing transaction.
We work alongside experienced Investor Relations and Public Relations professionals to assist companies in communicating effectively with existing and prospective institutional investors.

Our support may include:

• Investor Relations Strategy
• Public Relations Support
• Institutional Investor Introductions
• Corporate Communications
• Market Awareness
• Ongoing Institutional Engagement

The objective is to assist companies in developing long-term institutional relationships capable of supporting future funding requirements.

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Who We Work With
• NASDAQ Listed Companies • Publicly Listed Growth Companies • Corporate Boards • Executive Management Teams • Institutional Investors • Family Offices • Investment Funds • Professional Counterparties
Aurora Securities

Our Process

Every engagement begins with a confidential assessment of the company and its funding objectives.

Following our review, we introduce opportunities to suitable institutional investors capable of supporting the company’s funding objectives.

Our review typically considers:

  • Capital Requirement
  • Market Capitalisation
  • Trading Liquidity
  • Shareholder Structure
  • Current Investor Base
  • Funding Objectives
  • Use of Proceeds
  • Institutional Appetite
  • Proposed Transaction Structure
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Aurora Securities

Why Work With Us?

Institutional capital raising is about more than completing a single financing transaction.
Our objective is to help companies establish long-term relationships with institutional investors capable of supporting future growth whilst complementing those relationships with experienced Investor Relations and Public Relations support.

Every opportunity is assessed individually and managed confidentially with the objective of delivering practical, institutionally backed funding solutions tailored to each client’s requirements.